Observed arrival · 2026-08-23
Normfin’s FinCEN AML Scope Check
A compliance checker that reads an investment adviser’s public Form ADV filing using its CRD number.
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✦Pretty
●Pro
◎Niche
◉Human
⚑Risk
ƒJS
Why it surfaced
Normfin turns three specific Form ADV answers into a firm-level check for FinCEN AML scope. Its accompanying index puts the rule’s reach in practical terms: 571 firms report staffs of one person or fewer, while 6,323 firms in scope report custody of client assets.
A compliance checker that reads an investment adviser’s public Form ADV filing using its CRD number.
Observed signals
Read the marks
Editorial observations of this landing page, not a rating.
○OpenPublic substance visible
✦PrettyNotable craft visible
●ProPolished or operationally mature
◎NicheUnusually specific use
ƒJavaScriptBrowser-side code central
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